Overview#

United States Securities and Exchange Commission (SEC) is an United States Federal Agencyagency of the United States federal government.

United States Securities and Exchange Commission holds primary responsibility for enforcing the federal securities laws, proposing securities rules, and regulating the securities industry, the nation's stock and options exchanges, and other activities and organizations, including the electronic securities markets in the United States.

Securities Exchange Act of 1934, which created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act, and other statutes.

More Information#

There might be more information for this subject on one of the following:

Add new attachment

Only authorized users are allowed to upload new attachments.
« This page (revision-1) was last changed on 11-Feb-2017 21:04 by jim