jspωiki
Web Blog_blogentry_170816_1

2016-08-17#

Internet Drafts#

Trusted Platform Module (TPM)#

Financial Industry Regulatory Authority Inc (FINRA) #

Financial Industry Regulatory Authority Inc (FINRA) is a private corporation that acts as a Self-regulatory Organization (SRO).

FINRA is the successor to the National Association of Securities Dealers, Inc. (NASD) and the member regulation, enforcement and arbitration operations of the New York Stock Exchange.

It is a non-governmental organization that regulates member brokerage firms and exchange markets. The government agency which acts as the ultimate regulator of the securities industry, including FINRA, is the Securities and Exchange Commission.

More Information#

There might be more information for this subject on one of the following: ...nobody